Compliance Training

How can we help?

We deliver training and interactive workshops which enable your team to have heightened awareness of the trips, traps and trends in regulation.

Each session is tailored for your specific needs to ensure that your staff appreciate the practical benefits of complying with the SRA handbook and associated legislation. All of our courses are designed to engage the whole company so that a positive compliance culture is adopted throughout.

We can offer courses on the following topics:

  • The SRA Handbook 2011
  • COLP and COFA duties and responsibilities
  • Risk management
  • Client care
  • Complaints handling
  • The SRA Accounts Rules 2011
  • Conflicts of interest
  • Data protection
  • Information and communications technology
  • Equality and diversity
  • Mortgage fraud
  • Anti-money laundering and Bribery Act 2010

All of our in-house training programmes are tailored to suit the needs of your firm. We aim to ensure that delegates can relate the course to their own position in order that they can put into practise what they have learnt. If the training that you are looking for is not listed above then please do not hesitate to get in touch.

What to do next

If you are not already a member then JOIN NOW and we will arrange for you to have your initial compliance review. From here we will agree whether further consultancy support would be suitable for your firm and then provide you with a proposal and quote based on these discussions.

If you would like to talk to someone before joining, or are already a member of Symphony Legal and are looking for additional support, then contact us via enquiries@symphonylegal.com or the form below.

Membership enquiry

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