COLP Support Service
Our aim is to alleviate some of the pressures of undertaking the role of COLP.
COFA Support Service
Our aim is to alleviate some of the pressures of undertaking the role of COFA.
File Review Service
Reviewing files properly takes time but is essential to ensure that everyone within your firm is adhering to regulations.
SRA Relationship Support
The SRA requires firms to interact with them more regularly than ever before and we are here to help with all aspects of that interaction.
Obtaining and Maintaining Accreditations (LEXCEL, CQS, WIQS, STEPS)
Obtaining and Maintaining Accreditations (LEXCEL, CQS, WIQS, STEPS) can help give clients and insurers confidence in what you do.
We deliver CPD accredited training and interactive workshops which enable your team to have heightened awareness of the trips, traps and trends in regulation.
Having the right procedure, policies and training in place around anti-money Laundering, anti-fraud and anti-bribery guidelines.
ABS and new financial applications
We can help you to decide whether your firm should consider adopting the Alternative Business Structure model and can then help with the application.