Compliance Support

  • COLP Support Service

    Our aim is to alleviate some of the pressures of undertaking the role of COLP.

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  • COFA Support Service

    Our aim is to alleviate some of the pressures of undertaking the role of COFA.

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  • File Review Service

    Reviewing files properly takes time but is essential to ensure that everyone within your firm is adhering to regulations.

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  • SRA Relationship Support

    The SRA requires firms to interact with them more regularly than ever before and we are here to help with all aspects of that interaction.

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  • Obtaining and Maintaining Accreditations (LEXCEL, CQS, WIQS, STEPS)

    Obtaining and Maintaining Accreditations (LEXCEL, CQS, WIQS, STEPS) can help give clients and insurers confidence in what you do.

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  • Compliance Training

    We deliver CPD accredited training and interactive workshops which enable your team to have heightened awareness of the trips, traps and trends in regulation.

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  • Anti-money Laundering

    Having the right procedure, policies and training in place around anti-money Laundering, anti-fraud and anti-bribery guidelines.

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  • ABS and new financial applications

    We can help you to decide whether your firm should consider adopting the Alternative Business Structure model and can then help with the application.

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